Privacy Notice
Newell Wealth Management, LLC, “NWM” recognizes that our relationships with current and
prospective clients are based on integrity and trust. We work hard to maintain your privacy and to
preserve the private nature of our relationship with you. We place the highest value on the information
you share with us. NWM will not disclose your personal information to anyone unless it is required by
law or at your direction. We will not sell your personal information.
We want our clients to understand what information we collect, how we use it, and how we protect your
personal information.
Why We Collect Your Information
We gather information about you so that we can:
Help design and implement the investment and planning related services we provide you; and comply with the Federal and State laws and regulations that govern us.
What Information We Collect and Maintain
We may collect the following types of “nonpublic personal information” about you:
Information from our initial meeting or subsequent consultations about your identity, such as your
name, address, social security number, date of birth, and financial information. Information that we generate to service your financial needs. Information that we may receive from third parties with respect to your financial profile.
What Information We Disclose
We are permitted by law to disclose nonpublic information about you to unaffiliated third parties in
certain circumstances. NWM may disclose client’s information: (1) to individuals and/or entities not
affiliated with NWM, including, but not limited to certain service providers (i.e., broker-dealer,
sub-advisers, account custodian, record keeper, etc.) in furtherance of the client’s engagement with NWM
to service your account; (2) to your authorized representative or power of attorney; or (3) otherwise
permitted to do so in accordance with the parameters of applicable federal and/or state privacy
regulations.
Since NWM shares nonpublic information solely to service client accounts, the firm does not disclose any
nonpublic personal information about the firm’s customers or former customers to anyone, except as
permitted by law. In the event that the firm has a change to its client privacy policy that would allow it to
disclose non-public information not covered under applicable law, the firm will allow its clients the
opportunity to opt-out of such disclosure.
How We Protect Your Personal Information
Privacy has always been important to NWM. We restrict and limit access to client information only to
those who need to carry out their business functions. We safeguard client information by preventing its
unauthorized access, disclosure, or use. We maintain physical, electronic, and procedural safeguards to
protect your confidential personal information. Arrangements with companies or independent contractors
not affiliated with NWM will be subject to confidentiality agreements.
Former Clients
Even if we cease to provide you with financial services, our Privacy Policy will continue to apply to you,
and we will continue to treat your nonpublic information with strict confidentiality.
Contact Us
Clients are encouraged to discuss any questions regarding privacy policies and procedures directly with
Kyle Newell, Chief Compliance Officer of NWM. Please contact Kyle Newell at (407) 337-7128.